Compliance Officer/ Assistant (Contract)

职位描述

• Assist in the implementation of the Group’s compliance framework, policies, and procedures

• Support the preparation of compliance reports, maintain accurate records and documentation

• Assist in conducting compliance risk assessments and internal reviews / audits

• Liaise with internal stakeholders, external auditors, and regulators under guidance and supervision.

• Maintain staff dealing records.

• Monthly reporting for public fund.

• Support the investigation of compliance breaches or irregularities under supervision

• Support ad hoc projects and other regulatory initiatives as assigned by the compliance team.

任职要求

• Bachelor’s degree (or above), preferably in Law, Finance, Accounting, Risk Management, or related disciplines.

• Good analytical and research abilities; able to understand and summarise information with attention to detail.

• Basic knowledge of regulatory compliance concepts is an advantage

• Good command of spoken and written English and Chinese

• Proactive, responsible and organized; able to manage tasks with deadlines and maintain confidentiality.

• Willingness to learn, strong sense of compliance culture, and good communication / presentation skills.