Assistant Vice President

职位描述

To provide advisory services to various business units with particular emphasis on the equity brokerage business of the company; perform regular compliance monitoring on the business line of brokerage services; assist in handling inquiries from the SFC and other regulatory bodies and preparation of management information reports with regards to the compliance status and matters of the company.

Liaise with SFC about the license applications and answer all enquiries from SFC about different types of applications

Maintain regular compliance review program against business activities of the Group

Preparing responses to SFC inquiries and investigations

Assist in reviewing and updating various compliance policies of the Group on a regular basis

任职要求

Bachelor's degree in Economics and Finance

At least 6-7 years of experience on audit and financial institutions with strong knowledge of accounting, legal and finance

Good analytical and presentational skills, and the ability to manage projects and handling of multiple tasks simultaneously

Good command of English, Cantonese and Mandarin